Unclaimed Profile

Robert Lee Tate

TATE WEALTH MANAGEMENT·SACRAMENTO, California

Series 65Clean record26 years registeredTATE WEALTH MANAGEMENT

1545 RIVER PARK DRIVE, SACRAMENTO, CA 95815-4614CRD# 4885503Firm CRD# 120938

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Lee Tate · SACRAMENTO, CA

Registration

CRD #4885503 · TATE WEALTH MANAGEMENT · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TATE WEALTH MANAGEMENT

HB CONSULTING

Mar 2008 – Dec 2010

SIOUX FALLS, SD

TATE PRIVATE WEALTH ADVISERS

Feb 2007 – Mar 2025

SACRAMENTO, CA

TATE, PROPP, BEGGS & SUGIMOTO, AN ACCOUN

Mar 2000 – Dec 2006

SACRAMENTO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 2, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TATE WEALTH MANAGEMENT

CRD 120938 · SEC 801-63712

AUM

$259M

Regulatory assets under management

Employees

527 client accounts

Services offered by TATE WEALTH MANAGEMENT

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TATE WEALTH MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Robert Lee Tate offer?

Robert Lee Tate specializes in Investment Management.

What are Robert Lee Tate's credentials?

Robert Lee Tate is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Lee Tate located?

Robert Lee Tate is based in SACRAMENTO, California, last registered with TATE WEALTH MANAGEMENT.

How does Robert Lee Tate charge for services?

Robert Lee Tate's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TATE WEALTH MANAGEMENT?

TATE WEALTH MANAGEMENT has approximately 4 employees and manages $259M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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