Unclaimed Profile

James Fredric Mccarthy

LEGACY CAPITAL MANAGEMENT INC·ROSEVILLE, California

Series 6, Series 63Clean record28 years registeredLEGACY CAPITAL MANAGEMENT INC

3741 DOUGLAS BLVD, STE 320, ROSEVILLE, CA 95661CRD# 4874021Firm CRD# 106823

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Fredric Mccarthy · ROSEVILLE, CA

Registration

CRD #4874021 · LEGACY CAPITAL MANAGEMENT INC · 28 years registered

Brand Profile

Not yet started

Career History

BLUESPRING WEALTH MANAGEMENT, LLC

May 2026 – present

BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.

Mar 2026 – Jun 2026

Roseville, CA

CAPITAL PLANNING ADVISORS LLC

Jan 2017 – Jun 2026

ROSEVILLE, CA

LEGACY CAPITAL MANAGEMENT INC

Apr 1998 – Mar 2017

ROSEVILLE, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · April 6, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY CAPITAL MANAGEMENT INC

CRD 106823 · SEC 801-44284

AUM

$39M

Regulatory assets under management

Employees

74 client accounts

Services offered by LEGACY CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LEGACY CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does James Fredric Mccarthy offer?

James Fredric Mccarthy specializes in Investment Management, Fee-Only Advisory. Contact their office in ROSEVILLE, California for a consultation.

What are James Fredric Mccarthy's credentials?

James Fredric Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Fredric Mccarthy located?

James Fredric Mccarthy is based in ROSEVILLE, California, working with LEGACY CAPITAL MANAGEMENT INC. Their office serves clients in the ROSEVILLE metropolitan area and surrounding communities.

How does James Fredric Mccarthy charge for services?

James Fredric Mccarthy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY CAPITAL MANAGEMENT INC?

LEGACY CAPITAL MANAGEMENT INC has approximately 2 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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