Unclaimed Profile

Allan Charles Henriques

SMART INVESTOR·ROSEVILLE, California

Series 7, Series 24, Series 6322 years registeredSMART INVESTOR

915 HIGHLAND POINTE DRIVE, ROSEVILLE, CA 95678CRD# 1326424Firm CRD# 116587

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Allan Charles Henriques · ROSEVILLE, CA

Registration

CRD #1326424 · SMART INVESTOR · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SMART INVESTOR

SMART INVESTOR, LLC

Apr 2004 – Aug 2022

ROCKLIN, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · April 20, 2004

Years registered · 22

Disclosure History

2000Customer Dispute·Settled

1995Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SMART INVESTOR, LLC

CRD 116587 · SEC 801-61937

AUM

$683M

Regulatory assets under management

Employees

1,058 client accounts

Services offered by SMART INVESTOR, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMART INVESTOR, LLC →

Introduction

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Frequently Asked Questions

What services does Allan Charles Henriques offer?

Allan Charles Henriques specializes in Financial Planning, Investment Management, Wealth Management.

What are Allan Charles Henriques's credentials?

Allan Charles Henriques is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Allan Charles Henriques located?

Allan Charles Henriques is based in ROSEVILLE, California, last registered with SMART INVESTOR.

How does Allan Charles Henriques charge for services?

Allan Charles Henriques's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMART INVESTOR?

SMART INVESTOR has approximately 18 employees and manages $683M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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