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Kristin Hetzer

ROYAL PALMS CAPITAL, LLC·ROLLING HILLS EST., California
Series 3, Series 7, Series 8, Series 63, Series 65CFP25 years registeredROYAL PALMS CAPITAL, LLC
501 DEEP VALLEY DRIVE, ROLLING HILLS EST., CA 90274CRD# 1098705Firm CRD# 135304

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kristin Hetzer · ROLLING HILLS EST., CA
Registration
CRD #1098705 · ROYAL PALMS CAPITAL, LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

ROYAL PALMS CAPITAL, LLC
Jul 2006 – present
ROYAL PALMS CAPITAL, LLC
May 2005 – May 2005
SAN PEDRO, CA
UBS FINANCIAL SERVICES INC.
Mar 2001 – Apr 2005
LONG BEACH, CA
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 8
Series 63
Series 65
Registration record
First registered · March 14, 2001
Years registered · 25
Professional designation · CFP
03

Disclosure History

2004Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
ROYAL PALMS CAPITAL, LLC
CRD 135304 · SEC 801-64231
AUM
$58M
Regulatory assets under management
Employees
1
219 client accounts
Services offered by ROYAL PALMS CAPITAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ROYAL PALMS CAPITAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Kristin Hetzer offer?
Kristin Hetzer specializes in Financial Planning, Investment Management. Contact their office in ROLLING HILLS EST., California for a consultation.
What are Kristin Hetzer's credentials?
Kristin Hetzer holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Kristin Hetzer located?
Kristin Hetzer is based in ROLLING HILLS EST., California, working with ROYAL PALMS CAPITAL, LLC. Their office serves clients in the ROLLING HILLS EST. metropolitan area and surrounding communities.
How does Kristin Hetzer charge for services?
Kristin Hetzer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROYAL PALMS CAPITAL, LLC?
ROYAL PALMS CAPITAL, LLC has approximately 1 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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