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Charles Nuzum Penny

ROYAL PALMS CAPITAL, LLC·ROLLING HILLS EST., California
ROYAL PALMS CAPITAL, LLC
501 DEEP VALLEY DRIVE, ROLLING HILLS EST., CA 90274CRD# 4948501Firm CRD# 135304

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Nuzum Penny · ROLLING HILLS EST., CA
Registration
CRD #4948501 · ROYAL PALMS CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Charles Nuzum Penny is a registered financial advisor based in ROLLING HILLS EST., California, affiliated with ROYAL PALMS CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ROYAL PALMS CAPITAL, LLC
ROYAL PALMS CAPITAL, LLC
AUM
$58M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at ROYAL PALMS CAPITAL, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4948501
Firm CRD# 135304
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Charles Nuzum Penny offer?
Charles Nuzum Penny specializes in Financial Planning, Investment Management. Contact their office in ROLLING HILLS EST., California for a consultation.
What are Charles Nuzum Penny's credentials?
Charles Nuzum Penny is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Nuzum Penny located?
Charles Nuzum Penny is based in ROLLING HILLS EST., California, working with ROYAL PALMS CAPITAL, LLC. Their office serves clients in the ROLLING HILLS EST. metropolitan area and surrounding communities.
How does Charles Nuzum Penny charge for services?
Charles Nuzum Penny's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROYAL PALMS CAPITAL, LLC?
ROYAL PALMS CAPITAL, LLC has approximately 1 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROYAL PALMS CAPITAL, LLC

Kristin Hetzer
ROLLING HILLS EST., CA

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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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