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Philip Andrew Rosztoczy

KASPICK & COMPANY, LLC·REDWOOD SHORES, California
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203 REDWOOD SHORES PARKWAY, REDWOOD SHORES, CA 94065-6121CRD# 4756071Firm CRD# 104554
01

About

Philip Andrew Rosztoczy is a registered financial advisor based in REDWOOD SHORES, California, affiliated with KASPICK & COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
TIAA KASPICK, LLC
TIAA KASPICK, LLC
AUM
$8.1B
Regulatory assets under management
Employees
115
Total firm employees
View all advisors at TIAA KASPICK, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4756071
Firm CRD# 104554
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Philip Andrew Rosztoczy offer?
Philip Andrew Rosztoczy specializes in Investment Management, Wealth Management. Contact their office in REDWOOD SHORES, California for a consultation.
What are Philip Andrew Rosztoczy's credentials?
Philip Andrew Rosztoczy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip Andrew Rosztoczy located?
Philip Andrew Rosztoczy is based in REDWOOD SHORES, California, working with KASPICK & COMPANY, LLC. Their office serves clients in the REDWOOD SHORES metropolitan area and surrounding communities.
How does Philip Andrew Rosztoczy charge for services?
Philip Andrew Rosztoczy's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KASPICK & COMPANY, LLC?
KASPICK & COMPANY, LLC has approximately 115 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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