Unclaimed Profile

Ka-Tye Koo

TEAM HEWINS, LLC·REDWOOD CITY, California

Series 65Clean record12 years registeredTEAM HEWINS, LLC

203 REDWOOD SHORES PARKWAY, REDWOOD CITY, CA 94065CRD# 6289354Firm CRD# 291194

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ka-Tye Koo · REDWOOD CITY, CA

Registration

CRD #6289354 · TEAM HEWINS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

TEAM HEWINS, LLC

May 2018 – present

HEWINS FINANCIAL ADVISORS, LLC

Jan 2014 – Jun 2018

Redwood City, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 13, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TEAM HEWINS, LLC

CRD 291194 · SEC 801-112939

AUM

$2.5B

Regulatory assets under management

Employees

1,729 client accounts

Services offered by TEAM HEWINS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TEAM HEWINS, LLC →

Introduction

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Frequently Asked Questions

What services does Ka-Tye Koo offer?

Ka-Tye Koo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in REDWOOD CITY, California for a consultation.

What are Ka-Tye Koo's credentials?

Ka-Tye Koo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ka-Tye Koo located?

Ka-Tye Koo is based in REDWOOD CITY, California, working with TEAM HEWINS, LLC. Their office serves clients in the REDWOOD CITY metropolitan area and surrounding communities.

How does Ka-Tye Koo charge for services?

Ka-Tye Koo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TEAM HEWINS, LLC?

TEAM HEWINS, LLC has approximately 23 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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