Unclaimed Profile

Julius Frederick Brauner

THE BRAUNER COMPANY·REDWOOD CITY, California

SIE, Series 1, Series 7, Series 24, Series 63, Series 99TO24 years registeredTHE BRAUNER COMPANY

255 SHORELINE DRIVE, SUITE 150, REDWOOD CITY, CA 94065CRD# 706699Firm CRD# 113037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julius Frederick Brauner · REDWOOD CITY, CA

Registration

CRD #706699 · THE BRAUNER COMPANY · 24 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jun 2024 – present

SECURITIES AMERICA ADVISORS, INC.

Sep 2014 – Jun 2024

WOODSIDE, CA

THE BRAUNER COMPANY

Mar 2002 – Feb 2015

REDWOOD CITY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · March 28, 2002

Years registered · 24

Disclosure History

1991Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE BRAUNER COMPANY

CRD 113037 · SEC 801-66470

AUM

$36M

Regulatory assets under management

Employees

106 client accounts

Services offered by THE BRAUNER COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE BRAUNER COMPANY →

Introduction

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Frequently Asked Questions

What services does Julius Frederick Brauner offer?

Julius Frederick Brauner specializes in Financial Planning, Investment Management. Contact their office in REDWOOD CITY, California for a consultation.

What are Julius Frederick Brauner's credentials?

Julius Frederick Brauner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julius Frederick Brauner located?

Julius Frederick Brauner is based in REDWOOD CITY, California, working with THE BRAUNER COMPANY. Their office serves clients in the REDWOOD CITY metropolitan area and surrounding communities.

How does Julius Frederick Brauner charge for services?

Julius Frederick Brauner's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE BRAUNER COMPANY?

THE BRAUNER COMPANY has approximately 1 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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