Unclaimed Profile

Christopher Alan Tate

ACAS, LLC·RANCHO SANTA FE, California

Series 7, Series 66Clean record26 years registeredACAS, LLC

5531 CANCHA DE GOLF, RANCHO SANTA FE, CA 92091CRD# 3241655Firm CRD# 160657

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Alan Tate · RANCHO SANTA FE, CA

Registration

CRD #3241655 · ACAS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

Oct 2012 – present

ADVANCED PRACTICE ADVISORS, LLC

Jun 2010 – Sep 2012

SAN DIEGO, CA

CONCERT WEALTH MANAGEMENT, INC.

May 2009 – Dec 2010

SAN DIEGO, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 2000 – May 2009

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 31, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ACAS, LLC

CRD 160657 · SEC 801-110370

AUM

$274M

Regulatory assets under management

Employees

652 client accounts

Services offered by ACAS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ACAS, LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Alan Tate offer?

Christopher Alan Tate specializes in Financial Planning, Investment Management. Contact their office in RANCHO SANTA FE, California for a consultation.

What are Christopher Alan Tate's credentials?

Christopher Alan Tate is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Alan Tate located?

Christopher Alan Tate is based in RANCHO SANTA FE, California, working with ACAS, LLC. Their office serves clients in the RANCHO SANTA FE metropolitan area and surrounding communities.

How does Christopher Alan Tate charge for services?

Christopher Alan Tate's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ACAS, LLC?

ACAS, LLC has approximately 5 employees and manages $274M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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