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Gail Gordon Kocen

THE KOCEN FINANCIAL GROUP, INC.·RANCHO MIRAGE, California
THE KOCEN FINANCIAL GROUP, INC.
35900 BOB HOPE DR., SUITE 202, RANCHO MIRAGE, CA 92270-1767CRD# 2259803Firm CRD# 112129

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gail Gordon Kocen · RANCHO MIRAGE, CA
Registration
CRD #2259803 · THE KOCEN FINANCIAL GROUP, INC.
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

Gail Gordon Kocen is a registered financial advisor based in RANCHO MIRAGE, California, affiliated with THE KOCEN FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
THE KOCEN FINANCIAL GROUP, INC.
THE KOCEN FINANCIAL GROUP, INC.
AUM
$140M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at THE KOCEN FINANCIAL GROUP, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2259803
Firm CRD# 112129
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gail Gordon Kocen offer?
Gail Gordon Kocen specializes in Financial Planning, Investment Management. Contact their office in RANCHO MIRAGE, California for a consultation.
What are Gail Gordon Kocen's credentials?
Gail Gordon Kocen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gail Gordon Kocen located?
Gail Gordon Kocen is based in RANCHO MIRAGE, California, working with THE KOCEN FINANCIAL GROUP, INC.. Their office serves clients in the RANCHO MIRAGE metropolitan area and surrounding communities.
How does Gail Gordon Kocen charge for services?
Gail Gordon Kocen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE KOCEN FINANCIAL GROUP, INC.?
THE KOCEN FINANCIAL GROUP, INC. has approximately 5 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE KOCEN FINANCIAL GROUP, INC.

Bryan Stuart Kocen
RANCHO MIRAGE, CA
David Tsikman
RANCHO MIRAGE, CA

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Research
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