AdvisorOS Directory
Claim Profile
Unclaimed Profile
DT

David Tsikman

THE KOCEN FINANCIAL GROUP, INC.·RANCHO MIRAGE, California
SIE, Series 7TO, Series 24, Series 66Clean record4 years registeredTHE KOCEN FINANCIAL GROUP, INC.
35900 BOB HOPE DR., SUITE 202, RANCHO MIRAGE, CA 92270-1767CRD# 7419643Firm CRD# 112129

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Tsikman · RANCHO MIRAGE, CA
Registration
CRD #7419643 · THE KOCEN FINANCIAL GROUP, INC. · 4 years registered
Brand Profile
Not yet started
01

Career History

THE KOCEN FINANCIAL GROUP, INC.
Nov 2021 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
Series 24
Series 66
Registration record
First registered · November 22, 2021
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE KOCEN FINANCIAL GROUP, INC.
CRD 112129 · SEC 801-64553
AUM
$140M
Regulatory assets under management
Employees
5
725 client accounts
Services offered by THE KOCEN FINANCIAL GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE KOCEN FINANCIAL GROUP, INC. →
Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RANCHO MIRAGE?

Browse all registered financial advisors in RANCHO MIRAGE, California or claim this profile if it's yours.

Browse RANCHO MIRAGE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does David Tsikman offer?
David Tsikman specializes in Financial Planning, Investment Management. Contact their office in RANCHO MIRAGE, California for a consultation.
What are David Tsikman's credentials?
David Tsikman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Tsikman located?
David Tsikman is based in RANCHO MIRAGE, California, working with THE KOCEN FINANCIAL GROUP, INC.. Their office serves clients in the RANCHO MIRAGE metropolitan area and surrounding communities.
How does David Tsikman charge for services?
David Tsikman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE KOCEN FINANCIAL GROUP, INC.?
THE KOCEN FINANCIAL GROUP, INC. has approximately 5 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at THE KOCEN FINANCIAL GROUP, INC.

Gail Gordon Kocen
RANCHO MIRAGE, CA
CFP
Bryan Stuart Kocen
RANCHO MIRAGE, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile