AdvisorOS Directory
Claim Profile
CL

Catherine Marie Lloyd

POPLAR FOREST CAPITAL LLC·PASADENA, California
Unclaimed Profile
70 S. LAKE AVENUE, PASADENA, CA 91101-4703CRD# 1868700Firm CRD# 145250
01

About

Catherine Marie Lloyd is a registered financial advisor based in PASADENA, California, affiliated with POPLAR FOREST CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
POPLAR FOREST CAPITAL LLC
POPLAR FOREST CAPITAL LLC
AUM
$1.2B
Regulatory assets under management
Employees
13
Total firm employees
View all advisors at POPLAR FOREST CAPITAL LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1868700
Firm CRD# 145250
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in PASADENA?

Browse all registered financial advisors in PASADENA, California or claim this profile if it's yours.

Browse PASADENA AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Catherine Marie Lloyd offer?
Catherine Marie Lloyd specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in PASADENA, California for a consultation.
What are Catherine Marie Lloyd's credentials?
Catherine Marie Lloyd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Marie Lloyd located?
Catherine Marie Lloyd is based in PASADENA, California, working with POPLAR FOREST CAPITAL LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.
How does Catherine Marie Lloyd charge for services?
Catherine Marie Lloyd's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is POPLAR FOREST CAPITAL LLC?
POPLAR FOREST CAPITAL LLC has approximately 13 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in PASADENA
Elizabeth Whitney Bullock — WESCOM FINANCIAL SERVICES, LLCMichael John Malone — MJM401K, LLCFrancis Barry Bilson — WESTERN ASSET MANAGEMENT COMPANYAndrew C Kuo — WESTERN INTERNATIONAL SECURITIES, INC.Connie Monica Knox — WESCOM FINANCIAL SERVICES, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile