Unclaimed Profile

Ronald Joe Auer

TEN ASSET MANAGEMENT, INC.·OJAI, California

SIE, Series 7, Series 7TO, Series 15, Series 24, Series 63, Series 6532 years registeredTEN ASSET MANAGEMENT, INC.

407C BRYANT CIRCLE, OJAI, CA 93023-4209CRD# 839913Firm CRD# 134021

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Joe Auer · OJAI, CA

Registration

CRD #839913 · TEN ASSET MANAGEMENT, INC. · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TEN ASSET MANAGEMENT, INC.

FREEMAN ASSOCIATES INVESTMENT MANAGEMENT LLC

Jun 1994 – Dec 2002

OLYMPIA, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 15

Series 24

Series 63

Series 65

Registration record

First registered · June 20, 1994

Years registered · 32

Disclosure History

1990Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TEN ASSET MANAGEMENT, INC.

CRD 134021 · SEC 801-63945

AUM

$30M

Regulatory assets under management

Employees

8 client accounts

Services offered by TEN ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TEN ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Ronald Joe Auer offer?

Ronald Joe Auer specializes in Investment Management, Wealth Management.

What are Ronald Joe Auer's credentials?

Ronald Joe Auer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Joe Auer located?

Ronald Joe Auer is based in OJAI, California, last registered with TEN ASSET MANAGEMENT, INC..

How does Ronald Joe Auer charge for services?

Ronald Joe Auer's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TEN ASSET MANAGEMENT, INC.?

TEN ASSET MANAGEMENT, INC. has approximately 4 employees and manages $30M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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