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Dale Herman Stevens

TEN ASSET MANAGEMENT, INC.·OJAI, California
Clean recordTEN ASSET MANAGEMENT, INC.
407C BRYANT CIRCLE, OJAI, CA 93023-4209CRD# 1941500Firm CRD# 134021

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dale Herman Stevens · OJAI, CA
Registration
CRD #1941500 · TEN ASSET MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Dale Herman Stevens is a registered financial advisor based in OJAI, California, affiliated with TEN ASSET MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
TEN ASSET MANAGEMENT, INC.
TEN ASSET MANAGEMENT, INC.
AUM
$30M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at TEN ASSET MANAGEMENT, INC. →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 1941500
Firm CRD# 134021
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Dale Herman Stevens offer?
Dale Herman Stevens specializes in Investment Management, Wealth Management. Contact their office in OJAI, California for a consultation.
What are Dale Herman Stevens's credentials?
Dale Herman Stevens is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dale Herman Stevens located?
Dale Herman Stevens is based in OJAI, California, working with TEN ASSET MANAGEMENT, INC.. Their office serves clients in the OJAI metropolitan area and surrounding communities.
How does Dale Herman Stevens charge for services?
Dale Herman Stevens's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TEN ASSET MANAGEMENT, INC.?
TEN ASSET MANAGEMENT, INC. has approximately 4 employees and manages $30M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TEN ASSET MANAGEMENT, INC.

Marilyn Christine Wallace
OJAI, CA
Ronald Joe Auer
OJAI, CA
Fred Norton Hallett
OJAI, CA
Jeffrey Kirkland Kerrigan
OJAI, CA
Nathan Reed Wallace
OJAI, CA
Robert Russel Zimmer
OJAI, CA

Browse by Specialty

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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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