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Thomas Wainwright Swift

FINANCIAL AVENGERS, INC.·OAKLAND, California
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505 FOURTEENTH STREET, #310, OAKLAND, CA 94612CRD# 2867067Firm CRD# 119636
01

About

Thomas Wainwright Swift is a registered financial advisor based in OAKLAND, California, affiliated with FINANCIAL AVENGERS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FINANCIAL AVENGERS, INC.
FINANCIAL AVENGERS, INC.
AUM
$367M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at FINANCIAL AVENGERS, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2867067
Firm CRD# 119636
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Wainwright Swift offer?
Thomas Wainwright Swift specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in OAKLAND, California for a consultation.
What are Thomas Wainwright Swift's credentials?
Thomas Wainwright Swift is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Wainwright Swift located?
Thomas Wainwright Swift is based in OAKLAND, California, working with FINANCIAL AVENGERS, INC.. Their office serves clients in the OAKLAND metropolitan area and surrounding communities.
How does Thomas Wainwright Swift charge for services?
Thomas Wainwright Swift's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL AVENGERS, INC.?
FINANCIAL AVENGERS, INC. has approximately 2 employees and manages $367M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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