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Antonio Ho-Shing Kwan

AK GLOBAL ASSET MANAGEMENT, LLC·OAKLAND, California
Clean recordAK GLOBAL ASSET MANAGEMENT, LLC
1300 CLAY STREET, OAKLAND, CA 94612CRD# 4288438Firm CRD# 137530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Antonio Ho-Shing Kwan · OAKLAND, CA
Registration
CRD #4288438 · AK GLOBAL ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Antonio Ho-Shing Kwan is a registered financial advisor based in OAKLAND, California, affiliated with AK GLOBAL ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
AK GLOBAL ASSET MANAGEMENT, LLC
AK GLOBAL ASSET MANAGEMENT, LLC
AUM
$46M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at AK GLOBAL ASSET MANAGEMENT, LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4288438
Firm CRD# 137530
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Antonio Ho-Shing Kwan offer?
Antonio Ho-Shing Kwan specializes in Investment Management. Contact their office in OAKLAND, California for a consultation.
What are Antonio Ho-Shing Kwan's credentials?
Antonio Ho-Shing Kwan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Antonio Ho-Shing Kwan located?
Antonio Ho-Shing Kwan is based in OAKLAND, California, working with AK GLOBAL ASSET MANAGEMENT, LLC. Their office serves clients in the OAKLAND metropolitan area and surrounding communities.
How does Antonio Ho-Shing Kwan charge for services?
Antonio Ho-Shing Kwan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AK GLOBAL ASSET MANAGEMENT, LLC?
AK GLOBAL ASSET MANAGEMENT, LLC has approximately 3 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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