Unclaimed Profile

Brian Cameron Carlson

HENNESSY ADVISORS, INC.·NOVATO, California

SIE, Series 7, Series 24, Series 63, Series 66ChFCClean record21 years registeredHENNESSY ADVISORS, INC.

7250 REDWOOD BOULEVARD, NOVATO, CA 94945CRD# 3062835Firm CRD# 110770

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Cameron Carlson · NOVATO, CA

Registration

CRD #3062835 · HENNESSY ADVISORS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

HENNESSY ADVISORS, INC.

Sep 2014 – present

QUASAR DISTRIBUTORS, LLC

Jan 2014 – present

CALTON & ASSOCIATES, INC.

Nov 2012 – Dec 2013

NOVATO, CA

NRP FINANCIAL, INC.

Oct 2006 – Oct 2008

NOVATO, CA

NRP ADVISORS, INC.

Sep 2006 – Dec 2010

BRYAN, OH

FINANCIAL TELESIS, INC.

Sep 2004 – Sep 2006

NOVATO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · September 23, 2004

Years registered · 21

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HENNESSY ADVISORS, INC.

CRD 110770 · SEC 801-36288

AUM

$5.1B

Regulatory assets under management

Employees

17 client accounts

Services offered by HENNESSY ADVISORS, INC.

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at HENNESSY ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Brian Cameron Carlson offer?

Brian Cameron Carlson specializes in Investment Management, Fee-Only Advisory. Contact their office in NOVATO, California for a consultation.

What are Brian Cameron Carlson's credentials?

Brian Cameron Carlson holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian Cameron Carlson located?

Brian Cameron Carlson is based in NOVATO, California, working with HENNESSY ADVISORS, INC.. Their office serves clients in the NOVATO metropolitan area and surrounding communities.

How does Brian Cameron Carlson charge for services?

Brian Cameron Carlson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HENNESSY ADVISORS, INC.?

HENNESSY ADVISORS, INC. has approximately 18 employees and manages $5.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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