Unclaimed Profile

Tricia Payne Dowling

PROVENIO CAPITAL MANAGEMENT INC.·NEWPORT BEACH, California

Clean recordPROVENIO CAPITAL MANAGEMENT INC.

4400 MACARTHUR BLVD., NEWPORT BEACH, CA 92660CRD# 5647297Firm CRD# 284541

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tricia Payne Dowling · NEWPORT BEACH, CA

Registration

CRD #5647297 · PROVENIO CAPITAL MANAGEMENT INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Tricia Payne Dowling is a registered financial advisor based in NEWPORT BEACH, California, affiliated with PROVENIO CAPITAL MANAGEMENT INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

Speak with Tricia

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Tricia is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

PROVENIO CAPITAL MANAGEMENT LLC

PROVENIO CAPITAL

AUM

$1.6B

Regulatory assets under management

Employees

Total firm employees

View all advisors at PROVENIO CAPITAL MANAGEMENT LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 5647297

Firm CRD# 284541

View on FINRA BrokerCheck →

Looking for a financial advisor in NEWPORT BEACH?

Browse all registered financial advisors in NEWPORT BEACH, California or claim this profile if it's yours.

Browse NEWPORT BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Tricia Payne Dowling offer?

Tricia Payne Dowling specializes in Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Tricia Payne Dowling's credentials?

Tricia Payne Dowling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tricia Payne Dowling located?

Tricia Payne Dowling is based in NEWPORT BEACH, California, working with PROVENIO CAPITAL MANAGEMENT INC.. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Tricia Payne Dowling charge for services?

Tricia Payne Dowling's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVENIO CAPITAL MANAGEMENT INC.?

PROVENIO CAPITAL MANAGEMENT INC. has approximately 10 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →