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Tricia Payne Dowling

PROVENIO CAPITAL MANAGEMENT INC.·NEWPORT BEACH, California
Clean recordPROVENIO CAPITAL MANAGEMENT INC.
4400 MACARTHUR BLVD., NEWPORT BEACH, CA 92660CRD# 5647297Firm CRD# 284541

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tricia Payne Dowling · NEWPORT BEACH, CA
Registration
CRD #5647297 · PROVENIO CAPITAL MANAGEMENT INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Tricia Payne Dowling is a registered financial advisor based in NEWPORT BEACH, California, affiliated with PROVENIO CAPITAL MANAGEMENT INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
PROVENIO CAPITAL MANAGEMENT LLC
PROVENIO CAPITAL
AUM
$1.6B
Regulatory assets under management
Employees
10
Total firm employees
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 5647297
Firm CRD# 284541
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Tricia Payne Dowling offer?
Tricia Payne Dowling specializes in Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.
What are Tricia Payne Dowling's credentials?
Tricia Payne Dowling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tricia Payne Dowling located?
Tricia Payne Dowling is based in NEWPORT BEACH, California, working with PROVENIO CAPITAL MANAGEMENT INC.. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.
How does Tricia Payne Dowling charge for services?
Tricia Payne Dowling's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROVENIO CAPITAL MANAGEMENT INC.?
PROVENIO CAPITAL MANAGEMENT INC. has approximately 10 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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