Unclaimed Profile

Emmanuel Nmn Roman

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC·NEWPORT BEACH, California

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660CRD# 1736849Firm CRD# 104559

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Emmanuel Nmn Roman · NEWPORT BEACH, CA

Registration

CRD #1736849 · PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Brand Profile

Not yet started

Disclosure history

6 disclosures on file · See FINRA BrokerCheck for full record

About

Emmanuel Nmn Roman is a registered financial advisor based in NEWPORT BEACH, California, affiliated with PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

AUM

$2615.9B

Regulatory assets under management

Employees

3194

Total firm employees

View all advisors at PACIFIC INVESTMENT MANAGEMENT COMPANY LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 1736849

Firm CRD# 104559

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Emmanuel Nmn Roman offer?

Emmanuel Nmn Roman specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Emmanuel Nmn Roman's credentials?

Emmanuel Nmn Roman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Emmanuel Nmn Roman located?

Emmanuel Nmn Roman is based in NEWPORT BEACH, California, working with PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Emmanuel Nmn Roman charge for services?

Emmanuel Nmn Roman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PACIFIC INVESTMENT MANAGEMENT COMPANY LLC?

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC has approximately 3194 employees and manages $2615.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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