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Anthony Joseph Dufault

PACIFIC GLOBAL ADVISORS LLC·NEWPORT BEACH, California
PACIFIC GLOBAL ADVISORS LLC
840 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660CRD# 2455867Firm CRD# 298187

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Anthony Joseph Dufault · NEWPORT BEACH, CA
Registration
CRD #2455867 · PACIFIC GLOBAL ADVISORS LLC
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

Anthony Joseph Dufault is a registered financial advisor based in NEWPORT BEACH, California, affiliated with PACIFIC GLOBAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
PACIFIC GLOBAL ADVISORS LLC
PACIFIC GLOBAL ADVISORS LLC
AUM
$57M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at PACIFIC GLOBAL ADVISORS LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2455867
Firm CRD# 298187
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Anthony Joseph Dufault offer?
Anthony Joseph Dufault specializes in Investment Management, Fee-Only Advisory. Contact their office in NEWPORT BEACH, California for a consultation.
What are Anthony Joseph Dufault's credentials?
Anthony Joseph Dufault is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Anthony Joseph Dufault located?
Anthony Joseph Dufault is based in NEWPORT BEACH, California, working with PACIFIC GLOBAL ADVISORS LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.
How does Anthony Joseph Dufault charge for services?
Anthony Joseph Dufault's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PACIFIC GLOBAL ADVISORS LLC?
PACIFIC GLOBAL ADVISORS LLC has approximately 5 employees and manages $57M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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