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Lori Diane Gillem

WEST COAST ASSET MANAGEMENT,INC.·MONTECITO, California
SIE, Series 7, Series 65Clean record19 years registeredWEST COAST ASSET MANAGEMENT,INC.
1205 COAST VILLAGE ROAD, MONTECITO, CA 93108CRD# 2752332Firm CRD# 111982

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lori Diane Gillem · MONTECITO, CA
Registration
CRD #2752332 · WEST COAST ASSET MANAGEMENT,INC. · 19 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: WEST COAST ASSET MANAGEMENT,INC.
MORTON CAPITAL MANAGEMENT, LLC
Nov 2015 – Nov 2019
CALABASAS, CA
LUCIA CAPITAL GROUP
Jun 2015 – Sep 2015
MONTECITO, CA
WEST COAST ASSET MANAGEMENT,INC.
Feb 2007 – Nov 2014
MONTECITO, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 65
Registration record
First registered · February 28, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WEST COAST ASSET MANAGEMENT,INC.
CRD 111982 · SEC 801-58232
AUM
$8M
Regulatory assets under management
Employees
4
1 client accounts
Services offered by WEST COAST ASSET MANAGEMENT,INC.
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at WEST COAST ASSET MANAGEMENT,INC. →
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05

Frequently Asked Questions

What services does Lori Diane Gillem offer?
Lori Diane Gillem specializes in Retirement Planning.
What are Lori Diane Gillem's credentials?
Lori Diane Gillem is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lori Diane Gillem located?
Lori Diane Gillem is based in MONTECITO, California, last registered with WEST COAST ASSET MANAGEMENT,INC..
How does Lori Diane Gillem charge for services?
Lori Diane Gillem's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WEST COAST ASSET MANAGEMENT,INC.?
WEST COAST ASSET MANAGEMENT,INC. has approximately 4 employees and manages $8M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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