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Kevin Charles Root

OAK ROOT LLC·MONTECITO, California
Series 7, Series 63, Series 66Clean record16 years registeredOAK ROOT LLC
1059 SUMMIT ROAD, MONTECITO, CA 93108CRD# 5553574Firm CRD# 246788

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kevin Charles Root · MONTECITO, CA
Registration
CRD #5553574 · OAK ROOT LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

OAK ROOT LLC
Jun 2015 – present
MARIN FINANCIAL ADVISORS LLC
Feb 2013 – Feb 2017
LARKSPUR, CA
CLASSIC CAPITAL, INC.
Apr 2010 – Dec 2012
SHORT HILLS, NJ
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 66
Registration record
First registered · April 27, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
OAK ROOT LLC
CRD 246788 · SEC 801-100400
AUM
$777M
Regulatory assets under management
Employees
2
114 client accounts
Services offered by OAK ROOT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at OAK ROOT LLC →
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05

Frequently Asked Questions

What services does Kevin Charles Root offer?
Kevin Charles Root specializes in Financial Planning, Investment Management. Contact their office in MONTECITO, California for a consultation.
What are Kevin Charles Root's credentials?
Kevin Charles Root is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kevin Charles Root located?
Kevin Charles Root is based in MONTECITO, California, working with OAK ROOT LLC. Their office serves clients in the MONTECITO metropolitan area and surrounding communities.
How does Kevin Charles Root charge for services?
Kevin Charles Root's firm is compensated through percentage of aum, other: selection of other advisers fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OAK ROOT LLC?
OAK ROOT LLC has approximately 2 employees and manages $777M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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