Unclaimed Profile

Simon Paul Lim

ALAN D BILLER & ASSOCIATES, INC.·MENLO PARK, California

Series 6, Series 63Clean record16 years registeredALAN D BILLER & ASSOCIATES, INC.

535 MIDDLEFIELD RD., MENLO PARK, CA 94025CRD# 2655255Firm CRD# 105283

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Simon Paul Lim · MENLO PARK, CA

Registration

CRD #2655255 · ALAN D BILLER & ASSOCIATES, INC. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALAN D BILLER & ASSOCIATES, INC.

ALAN BILLER AND ASSOCIATES

Apr 2010 – Dec 2023

MENLO PARK, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · April 13, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALAN D BILLER & ASSOCIATES, INC.

CRD 105283 · SEC 801-48432

AUM

$82.6B

Regulatory assets under management

Employees

53 client accounts

Services offered by ALAN D BILLER & ASSOCIATES, INC.

Per Form ADV

Publication of periodicals/newsletters

Security ratings or pricing services

View all advisors at ALAN D BILLER & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Simon Paul Lim offer?

Simon Paul Lim is a registered financial advisor in MENLO PARK, California.

What are Simon Paul Lim's credentials?

Simon Paul Lim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Simon Paul Lim located?

Simon Paul Lim is based in MENLO PARK, California, last registered with ALAN D BILLER & ASSOCIATES, INC..

How does Simon Paul Lim charge for services?

Simon Paul Lim's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retainer. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALAN D BILLER & ASSOCIATES, INC.?

ALAN D BILLER & ASSOCIATES, INC. has approximately 45 employees and manages $82.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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