Unclaimed Profile

James Michael Hering

BORDEAUX WEALTH ADVISORS LLC·MENLO PARK, California

Series 7, Series 24, Series 63, Series 65Clean record16 years registeredBORDEAUX WEALTH ADVISORS LLC

1550 EL CAMINO REAL, MENLO PARK, CA 94025CRD# 2440945Firm CRD# 287758

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Hering · MENLO PARK, CA

Registration

CRD #2440945 · BORDEAUX WEALTH ADVISORS LLC · 16 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jul 2025 – present

BORDEAUX WEALTH ADVISORS

Nov 2020 – Oct 2025

Menlo Park, CA

UNION SQUARE GLOBAL WEALTH MANAGEMENT

Oct 2014 – Apr 2018

SAN FRANCISCO, CA

HARRIS MYCFO, LLC

May 2010 – Aug 2013

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 5, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BORDEAUX WEALTH ADVISORS LLC

CRD 287758 · SEC 801-110221

AUM

$4.4B

Regulatory assets under management

Employees

247 client accounts

Services offered by BORDEAUX WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BORDEAUX WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does James Michael Hering offer?

James Michael Hering specializes in Financial Planning, Investment Management. Contact their office in MENLO PARK, California for a consultation.

What are James Michael Hering's credentials?

James Michael Hering is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Hering located?

James Michael Hering is based in MENLO PARK, California, working with BORDEAUX WEALTH ADVISORS LLC. Their office serves clients in the MENLO PARK metropolitan area and surrounding communities.

How does James Michael Hering charge for services?

James Michael Hering's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BORDEAUX WEALTH ADVISORS LLC?

BORDEAUX WEALTH ADVISORS LLC has approximately 35 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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