Unclaimed Profile

Kathleen Ann Adams

SECOND 50 FINANCIAL LLC·MANHATTAN BEACH, California

SIE, Series 7, Series 66CFPClean record26 years registeredSECOND 50 FINANCIAL LLC

111 N. SEPULVEDA BLVD, MANHATTAN BEACH, CA 90266CRD# 3266692Firm CRD# 318626

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Ann Adams · MANHATTAN BEACH, CA

Registration

CRD #3266692 · SECOND 50 FINANCIAL LLC · 26 years registered

Brand Profile

Not yet started

Career History

SECOND 50 FINANCIAL

Jun 2022 – present

ASHTON THOMAS PRIVATE WEALTH

Feb 2021 – Jun 2022

Manhattan Beach, CA

SEIA

Nov 2012 – Feb 2021

REDONDO BEACH, CA

WADDELL & REED, INC.

Oct 1999 – Nov 2012

TORRANCE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 21, 1999

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECOND 50 FINANCIAL LLC

CRD 318626 · SEC 801-123346

AUM

$222M

Regulatory assets under management

Employees

397 client accounts

Services offered by SECOND 50 FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECOND 50 FINANCIAL LLC →

Introduction

Speak with Kathleen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kathleen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MANHATTAN BEACH?

Browse all registered financial advisors in MANHATTAN BEACH, California or claim this profile if it's yours.

Browse MANHATTAN BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kathleen Ann Adams offer?

Kathleen Ann Adams specializes in Financial Planning, Investment Management. Contact their office in MANHATTAN BEACH, California for a consultation.

What are Kathleen Ann Adams's credentials?

Kathleen Ann Adams holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kathleen Ann Adams located?

Kathleen Ann Adams is based in MANHATTAN BEACH, California, working with SECOND 50 FINANCIAL LLC. Their office serves clients in the MANHATTAN BEACH metropolitan area and surrounding communities.

How does Kathleen Ann Adams charge for services?

Kathleen Ann Adams's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECOND 50 FINANCIAL LLC?

SECOND 50 FINANCIAL LLC has approximately 5 employees and manages $222M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →