Unclaimed Profile

David Hugh Swift

SECOND 50 FINANCIAL LLC·MANHATTAN BEACH, California

SIE, Series 7, Series 66Clean record15 years registeredSECOND 50 FINANCIAL LLC

111 N. SEPULVEDA BLVD, MANHATTAN BEACH, CA 90266CRD# 5708601Firm CRD# 318626

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Hugh Swift · MANHATTAN BEACH, CA

Registration

CRD #5708601 · SECOND 50 FINANCIAL LLC · 15 years registered

Brand Profile

Not yet started

Career History

SECOND 50 FINANCIAL

Jun 2022 – present

ASHTON THOMAS PRIVATE WEALTH

Feb 2021 – Jun 2022

Manhattan Beach, CA

SEIA

Nov 2012 – Feb 2021

REDONDO BEACH, CA

WADDELL & REED, INC.

Dec 2010 – Nov 2012

MANHATTAN BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 2, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECOND 50 FINANCIAL LLC

CRD 318626 · SEC 801-123346

AUM

$222M

Regulatory assets under management

Employees

397 client accounts

Services offered by SECOND 50 FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECOND 50 FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does David Hugh Swift offer?

David Hugh Swift specializes in Financial Planning, Investment Management. Contact their office in MANHATTAN BEACH, California for a consultation.

What are David Hugh Swift's credentials?

David Hugh Swift is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Hugh Swift located?

David Hugh Swift is based in MANHATTAN BEACH, California, working with SECOND 50 FINANCIAL LLC. Their office serves clients in the MANHATTAN BEACH metropolitan area and surrounding communities.

How does David Hugh Swift charge for services?

David Hugh Swift's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECOND 50 FINANCIAL LLC?

SECOND 50 FINANCIAL LLC has approximately 5 employees and manages $222M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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