Unclaimed Profile

Thomas Brook Townsend

TOWNSEND GROUP INVESTMENTS·MALIBU, California

Series 65Clean record19 years registeredTOWNSEND GROUP INVESTMENTS

22601 PACIFIC COAST HWY, MALIBU, CA 90265CRD# 5192070Firm CRD# 106076

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Brook Townsend · MALIBU, CA

Registration

CRD #5192070 · TOWNSEND GROUP INVESTMENTS · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TOWNSEND GROUP INVESTMENTS

TOWNSEND GROUP INVESTMENTS

Aug 2007 – Jul 2018

MALIBU, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 14, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOWNSEND GROUP INVESTMENTS

CRD 106076 · SEC 801-13612

AUM

$132M

Regulatory assets under management

Employees

101 client accounts

Services offered by TOWNSEND GROUP INVESTMENTS

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TOWNSEND GROUP INVESTMENTS →

Introduction

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Frequently Asked Questions

What services does Thomas Brook Townsend offer?

Thomas Brook Townsend specializes in Investment Management, Fee-Only Advisory.

What are Thomas Brook Townsend's credentials?

Thomas Brook Townsend is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Brook Townsend located?

Thomas Brook Townsend is based in MALIBU, California, last registered with TOWNSEND GROUP INVESTMENTS.

How does Thomas Brook Townsend charge for services?

Thomas Brook Townsend's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOWNSEND GROUP INVESTMENTS?

TOWNSEND GROUP INVESTMENTS has approximately 3 employees and manages $132M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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