Unclaimed Profile

Adam Bryan Stern

XO CAPITAL LLC·MALIBU, California

Series 3, Series 7, Series 30, Series 63, Series 65Clean record4 years registeredXO CAPITAL LLC

23700 MALIBU COLONY ROAD, MALIBU, CA 90265CRD# 2373185Firm CRD# 316320

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Bryan Stern · MALIBU, CA

Registration

CRD #2373185 · XO CAPITAL LLC · 4 years registered

Brand Profile

Not yet started

Career History

ANGELES FAMILY OFFICE

Jun 2026 – present

XO CAPITAL LLC

Jan 2022 – Jun 2026

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 30

Series 63

Series 65

Registration record

First registered · January 11, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

XO CAPITAL LLC

CRD 316320 · SEC 801-122473

AUM

$190M

Regulatory assets under management

Employees

230 client accounts

Services offered by XO CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at XO CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Adam Bryan Stern offer?

Adam Bryan Stern specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MALIBU, California for a consultation.

What are Adam Bryan Stern's credentials?

Adam Bryan Stern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Bryan Stern located?

Adam Bryan Stern is based in MALIBU, California, working with XO CAPITAL LLC. Their office serves clients in the MALIBU metropolitan area and surrounding communities.

How does Adam Bryan Stern charge for services?

Adam Bryan Stern's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is XO CAPITAL LLC?

XO CAPITAL LLC has approximately 5 employees and manages $190M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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