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Shaw Bradley Wagener

CAPITAL GROUP PRIVATE MARKETS, INC.·LOS ANGELES, California
Clean recordCAPITAL GROUP PRIVATE MARKETS, INC.
333 S. HOPE STREET, 55TH FLOOR, LOS ANGELES, CA 90071CRD# 4360402Firm CRD# 165444

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shaw Bradley Wagener · LOS ANGELES, CA
Registration
CRD #4360402 · CAPITAL GROUP PRIVATE MARKETS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Shaw Bradley Wagener is a registered financial advisor based in LOS ANGELES, California, affiliated with CAPITAL GROUP PRIVATE MARKETS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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03

Firm Overview

Firm
CAPITAL GROUP PRIVATE MARKETS, INC.
CAPITAL GROUP PRIVATE MARKETS, INC.
AUM
Regulatory assets under management
Employees
2
Total firm employees
Services
Other
04

Background

Compensation
Other: BASED UPON COST OF OPERATION PLUS MARK-UP.
Regulatory
SEC/IARD CRD# 4360402
Firm CRD# 165444
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05

Frequently Asked Questions

What services does Shaw Bradley Wagener offer?
Shaw Bradley Wagener is a registered financial advisor in LOS ANGELES, California. Contact their office for details on services offered.
What are Shaw Bradley Wagener's credentials?
Shaw Bradley Wagener is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shaw Bradley Wagener located?
Shaw Bradley Wagener is based in LOS ANGELES, California, working with CAPITAL GROUP PRIVATE MARKETS, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Shaw Bradley Wagener charge for services?
Shaw Bradley Wagener's firm is compensated through other: based upon cost of operation plus mark-up.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL GROUP PRIVATE MARKETS, INC.?
CAPITAL GROUP PRIVATE MARKETS, INC. has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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