Unclaimed Profile

Norma Smith

GENESIS CAPITAL, LLC·LOS ANGELES, California

GENESIS CAPITAL, LLC

6100 CENTER DRIVE WEST, LOS ANGELES, CA 90045CRD# 6133293Firm CRD# 170568

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Norma Smith · LOS ANGELES, CA

Registration

CRD #6133293 · GENESIS CAPITAL, LLC

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Norma Smith is a registered financial advisor based in LOS ANGELES, California, affiliated with GENESIS CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

GENESIS CAPITAL, LLC

GENESIS CAPITAL

AUM

$467M

Regulatory assets under management

Employees

Total firm employees

View all advisors at GENESIS CAPITAL, LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 6133293

Firm CRD# 170568

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Norma Smith offer?

Norma Smith specializes in Retirement Planning. Contact their office in LOS ANGELES, California for a consultation.

What are Norma Smith's credentials?

Norma Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Norma Smith located?

Norma Smith is based in LOS ANGELES, California, working with GENESIS CAPITAL, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Norma Smith charge for services?

Norma Smith's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENESIS CAPITAL, LLC?

GENESIS CAPITAL, LLC has approximately 57 employees and manages $467M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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