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Norma Smith

GENESIS CAPITAL, LLC·LOS ANGELES, California
Unclaimed Profile
6100 CENTER DRIVE WEST, LOS ANGELES, CA 90045CRD# 6133293Firm CRD# 170568
01

About

Norma Smith is a registered financial advisor based in LOS ANGELES, California, affiliated with GENESIS CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
GENESIS CAPITAL, LLC
GENESIS CAPITAL
AUM
$467M
Regulatory assets under management
Employees
57
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 6133293
Firm CRD# 170568
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Norma Smith offer?
Norma Smith specializes in Retirement Planning. Contact their office in LOS ANGELES, California for a consultation.
What are Norma Smith's credentials?
Norma Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Norma Smith located?
Norma Smith is based in LOS ANGELES, California, working with GENESIS CAPITAL, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Norma Smith charge for services?
Norma Smith's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GENESIS CAPITAL, LLC?
GENESIS CAPITAL, LLC has approximately 57 employees and manages $467M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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