Unclaimed Profile

Matthew Mai

PACIFIC OAK CAPITAL ADVISORS, LLC·LOS ANGELES, California

Clean recordPACIFIC OAK CAPITAL ADVISORS, LLC

11766 WILSHIRE BLVD., LOS ANGELES, CA 90025CRD# 6368927Firm CRD# 299177

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Mai · LOS ANGELES, CA

Registration

CRD #6368927 · PACIFIC OAK CAPITAL ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Matthew Mai is a registered financial advisor based in LOS ANGELES, California, affiliated with PACIFIC OAK CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

PACIFIC OAK CAPITAL ADVISORS, LLC

AUM

$3.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at PACIFIC OAK CAPITAL ADVISORS, LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Other: ACQUISITION AND DISPOSITION FEES

Regulatory

SEC/IARD CRD# 6368927

Firm CRD# 299177

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Matthew Mai offer?

Matthew Mai specializes in Retirement Planning. Contact their office in LOS ANGELES, California for a consultation.

What are Matthew Mai's credentials?

Matthew Mai is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Mai located?

Matthew Mai is based in LOS ANGELES, California, working with PACIFIC OAK CAPITAL ADVISORS, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Matthew Mai charge for services?

Matthew Mai's firm is compensated through percentage of aum, performance-based fees, other: acquisition and disposition fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PACIFIC OAK CAPITAL ADVISORS, LLC?

PACIFIC OAK CAPITAL ADVISORS, LLC has approximately 15 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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