Unclaimed Profile

Karen Anne Tallman

SMITHWOOD ADVISERS, L.P.·LOS ANGELES, California

Clean recordSMITHWOOD ADVISERS, L.P.

1999 AVENUE OF THE STARS, LOS ANGELES, CA 90067CRD# 5376383Firm CRD# 158221

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Anne Tallman · LOS ANGELES, CA

Registration

CRD #5376383 · SMITHWOOD ADVISERS, L.P.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Karen Anne Tallman is a registered financial advisor based in LOS ANGELES, California, affiliated with SMITHWOOD ADVISERS, L.P.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

Speak with Karen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Karen is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

SMITHWOOD ADVISERS, L.P.

AUM

$2.6B

Regulatory assets under management

Employees

—

Total firm employees

View all advisors at SMITHWOOD ADVISERS, L.P. →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5376383

Firm CRD# 158221

View on FINRA BrokerCheck →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Karen Anne Tallman offer?

Karen Anne Tallman specializes in Retirement Planning. Contact their office in LOS ANGELES, California for a consultation.

What are Karen Anne Tallman's credentials?

Karen Anne Tallman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Anne Tallman located?

Karen Anne Tallman is based in LOS ANGELES, California, working with SMITHWOOD ADVISERS, L.P.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Karen Anne Tallman charge for services?

Karen Anne Tallman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITHWOOD ADVISERS, L.P.?

SMITHWOOD ADVISERS, L.P. is a registered investment adviser with the SEC, managing $2.6B in regulatory assets under management. See their Form ADV for full details.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →