Unclaimed Profile

Stephen Donald Johnson

JOHNSON LYMAN, INC.·LOS ALTOS, California

Series 2Clean record16 years registeredJOHNSON LYMAN, INC.

ONE FIRST STREET, LOS ALTOS, CA 94022CRD# 2417740Firm CRD# 150150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Donald Johnson · LOS ALTOS, CA

Registration

CRD #2417740 · JOHNSON LYMAN, INC. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JOHNSON LYMAN, INC.

WADE FINANCIAL ADVISORY, INC.

Jul 2019 – Apr 2022

CAMPBELL, CA

JOHNSON LYMAN WEALTH ADVISORS

Mar 2010 – Jul 2019

LOS ALTOS, CA

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · March 30, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOHNSON LYMAN, INC.

CRD 150150 · SEC 801-70139

AUM

$153M

Regulatory assets under management

Employees

238 client accounts

Services offered by JOHNSON LYMAN, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JOHNSON LYMAN, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Donald Johnson offer?

Stephen Donald Johnson specializes in Financial Planning, Investment Management, Wealth Management.

What are Stephen Donald Johnson's credentials?

Stephen Donald Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Donald Johnson located?

Stephen Donald Johnson is based in LOS ALTOS, California, last registered with JOHNSON LYMAN, INC..

How does Stephen Donald Johnson charge for services?

Stephen Donald Johnson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHNSON LYMAN, INC.?

JOHNSON LYMAN, INC. has approximately 2 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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