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Kanaka Esther Szabo-Cummings

GATES PASS ADVISORS, LLC·LOS ALTOS, California
Series 7, Series 8, Series 63Clean record26 years registeredGATES PASS ADVISORS, LLC
280 2ND STREET, SUITE 280, LOS ALTOS, CA 94022CRD# 2354565Firm CRD# 269983

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kanaka Esther Szabo-Cummings · LOS ALTOS, CA
Registration
CRD #2354565 · GATES PASS ADVISORS, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

GATES PASS ADVISORS, LLC
Aug 2015 – present
KK WEALTH ADVISORS, LLC
Apr 2006 – Oct 2015
LOS ALTOS, CA
ALLIED CONSULTING GROUP
Jul 2003 – Jul 2006
LOS ALTOS, CA
GOLDSMITH & SZABO LLC
Sep 1999 – Jun 2003
LOS ALTOS, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 8
Series 63
Registration record
First registered · September 7, 1999
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GATES PASS ADVISORS, LLC
CRD 269983 · SEC 801-123686
AUM
$151M
Regulatory assets under management
Employees
2
243 client accounts
Services offered by GATES PASS ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at GATES PASS ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Kanaka Esther Szabo-Cummings offer?
Kanaka Esther Szabo-Cummings specializes in Financial Planning, Investment Management. Contact their office in LOS ALTOS, California for a consultation.
What are Kanaka Esther Szabo-Cummings's credentials?
Kanaka Esther Szabo-Cummings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kanaka Esther Szabo-Cummings located?
Kanaka Esther Szabo-Cummings is based in LOS ALTOS, California, working with GATES PASS ADVISORS, LLC. Their office serves clients in the LOS ALTOS metropolitan area and surrounding communities.
How does Kanaka Esther Szabo-Cummings charge for services?
Kanaka Esther Szabo-Cummings's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GATES PASS ADVISORS, LLC?
GATES PASS ADVISORS, LLC has approximately 2 employees and manages $151M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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