Unclaimed Profile

Catherine C Lyman

JOHNSON LYMAN, INC.·LOS ALTOS, California

Clean recordJOHNSON LYMAN, INC.

4966 EL CAMINO REAL, LOS ALTOS, CA 94022CRD# 6369880Firm CRD# 150150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine C Lyman · LOS ALTOS, CA

Registration

CRD #6369880 · JOHNSON LYMAN, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Catherine C Lyman is a registered financial advisor based in LOS ALTOS, California, affiliated with JOHNSON LYMAN, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

JOHNSON LYMAN, INC.

JOHNSON LYMAN WEALTH ADVISORS

AUM

$153M

Regulatory assets under management

Employees

Total firm employees

View all advisors at JOHNSON LYMAN, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 6369880

Firm CRD# 150150

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Catherine C Lyman offer?

Catherine C Lyman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ALTOS, California for a consultation.

What are Catherine C Lyman's credentials?

Catherine C Lyman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine C Lyman located?

Catherine C Lyman is based in LOS ALTOS, California, working with JOHNSON LYMAN, INC.. Their office serves clients in the LOS ALTOS metropolitan area and surrounding communities.

How does Catherine C Lyman charge for services?

Catherine C Lyman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHNSON LYMAN, INC.?

JOHNSON LYMAN, INC. has approximately 2 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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