Unclaimed Profile

Daniel Francis Sullivan

CHARTIST INC·LONG BEACH, California

Series 63, Series 65Clean record29 years registeredCHARTIST INC

6621 E. PACIFIC COAST HWY. #240, LONG BEACH, CA 90803CRD# 2635334Firm CRD# 105072

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Francis Sullivan · LONG BEACH, CA

Registration

CRD #2635334 · CHARTIST INC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHARTIST INC

THE CHARTIST

Jul 1997 – Dec 2025

LONG BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHARTIST INC

CRD 105072 · SEC 801-11714

AUM

$185M

Regulatory assets under management

Employees

471 client accounts

Services offered by CHARTIST INC

Per Form ADV

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CHARTIST INC →

Introduction

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Frequently Asked Questions

What services does Daniel Francis Sullivan offer?

Daniel Francis Sullivan specializes in Investment Management.

What are Daniel Francis Sullivan's credentials?

Daniel Francis Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Francis Sullivan located?

Daniel Francis Sullivan is based in LONG BEACH, California, last registered with CHARTIST INC.

How does Daniel Francis Sullivan charge for services?

Daniel Francis Sullivan's firm is compensated through percentage of aum, fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARTIST INC?

CHARTIST INC has approximately 3 employees and manages $185M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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