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Daniel Alan Raymond

VALLEY WEALTH STRATEGIES, LLC·LODI, California
SIE, Series 7, Series 24, Series 52TO, Series 53, Series 66CFPClean record19 years registeredVALLEY WEALTH STRATEGIES, LLC
404 W. PINE STREET, LODI, CA 95240CRD# 4618228Firm CRD# 289737

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel Alan Raymond · LODI, CA
Registration
CRD #4618228 · VALLEY WEALTH STRATEGIES, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

VALLEY WEALTH STRATEGIES, LLC
Oct 2017 – present
LPL FINANCIAL LLC
Nov 2017 – Apr 2018
STOCKTON, CA
VALLEY WEALTH STRATEGIES
Jan 2017 – Dec 2017
NAPA, CA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
Apr 2009 – Nov 2017
LODI, CA
ING FINANCIAL ADVISERS, LLC
Apr 2007 – Apr 2009
SPRINGFIELD, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 52TO
Series 53
Series 66
Registration record
First registered · April 3, 2007
Years registered · 19
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VALLEY WEALTH STRATEGIES, LLC
CRD 289737 · SEC 801-113081
AUM
$1.0B
Regulatory assets under management
Employees
30
4,110 client accounts
Services offered by VALLEY WEALTH STRATEGIES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at VALLEY WEALTH STRATEGIES, LLC →
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05

Frequently Asked Questions

What services does Daniel Alan Raymond offer?
Daniel Alan Raymond specializes in Financial Planning, Investment Management. Contact their office in LODI, California for a consultation.
What are Daniel Alan Raymond's credentials?
Daniel Alan Raymond holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Daniel Alan Raymond located?
Daniel Alan Raymond is based in LODI, California, working with VALLEY WEALTH STRATEGIES, LLC. Their office serves clients in the LODI metropolitan area and surrounding communities.
How does Daniel Alan Raymond charge for services?
Daniel Alan Raymond's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VALLEY WEALTH STRATEGIES, LLC?
VALLEY WEALTH STRATEGIES, LLC has approximately 30 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VALLEY WEALTH STRATEGIES, LLC

Paula Leann Key
LODI, CA
CFP
Oscar Martinez
LODI, CA

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