Unclaimed Profile

David Wright Raub

RAUB BROCK CAPITAL MANAGEMENT, LP·LARKSPUR, California

Series 2, Series 65Clean record24 years registeredRAUB BROCK CAPITAL MANAGEMENT, LP

700 LARKSPUR LANDING CIRCLE, LARKSPUR, CA 94939CRD# 2104260Firm CRD# 153994

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Wright Raub · LARKSPUR, CA

Registration

CRD #2104260 · RAUB BROCK CAPITAL MANAGEMENT, LP · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RAUB BROCK CAPITAL MANAGEMENT, LP

RAUB BROCK CAPITAL MANAGEMENT, LP

Jan 2021 – Feb 2025

LARKSPUR, CA

RAUB BROCK CAPITAL MANAGEMENT, LP

Nov 2010 – Dec 2020

LARKSPUR, CA

RAUB/BROCK CAPITAL MANAGEMENT, INC.

Oct 2001 – Nov 2010

LARKSPUR, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · October 29, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RAUB BROCK CAPITAL MANAGEMENT, LP

CRD 153994 · SEC 801-71732

AUM

$3.1B

Regulatory assets under management

Employees

7,037 client accounts

Services offered by RAUB BROCK CAPITAL MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RAUB BROCK CAPITAL MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does David Wright Raub offer?

David Wright Raub specializes in Financial Planning, Investment Management, Wealth Management.

What are David Wright Raub's credentials?

David Wright Raub is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Wright Raub located?

David Wright Raub is based in LARKSPUR, California, last registered with RAUB BROCK CAPITAL MANAGEMENT, LP.

How does David Wright Raub charge for services?

David Wright Raub's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RAUB BROCK CAPITAL MANAGEMENT, LP?

RAUB BROCK CAPITAL MANAGEMENT, LP has approximately 9 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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