Unclaimed Profile

Henry Tran

SAILINGSTONE CAPITAL PARTNERS LLC·LARKSPUR, California

SIE, Series 4, Series 7TO, Series 9, Series 10, Series 14, Series 24, Series 66, Series 99TOClean record2 years registeredSAILINGSTONE CAPITAL PARTNERS LLC

125 E. SIR FRANCIS DRAKE BLVD., LARKSPUR, CA 94939CRD# 4953170Firm CRD# 169673

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Henry Tran · LARKSPUR, CA

Registration

CRD #4953170 · SAILINGSTONE CAPITAL PARTNERS LLC · 2 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAILINGSTONE CAPITAL PARTNERS LLC

J.P. MORGAN SECURITIES LLC

May 2024 – Jul 2024

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7TO

Series 9

Series 10

Series 14

Series 24

Series 66

Series 99TO

Registration record

First registered · May 24, 2024

Years registered · 2

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAILINGSTONE CAPITAL PARTNERS LLC

CRD 169673 · SEC 801-78858

AUM

$507M

Regulatory assets under management

Employees

9 client accounts

Services offered by SAILINGSTONE CAPITAL PARTNERS LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SAILINGSTONE CAPITAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Henry Tran offer?

Henry Tran specializes in Investment Management, Retirement Planning, Wealth Management.

What are Henry Tran's credentials?

Henry Tran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Henry Tran located?

Henry Tran is based in LARKSPUR, California, last registered with SAILINGSTONE CAPITAL PARTNERS LLC.

How does Henry Tran charge for services?

Henry Tran's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAILINGSTONE CAPITAL PARTNERS LLC?

SAILINGSTONE CAPITAL PARTNERS LLC has approximately 7 employees and manages $507M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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