Unclaimed Profile

David Lauren Gantsweg

THIRSTY HORSES GROUP, INC.·LARKSPUR, California

Series 7, Series 6328 years registeredTHIRSTY HORSES GROUP, INC.

80 EAST SIR FRANCIS DRAKE BLVD., LARKSPUR, CA 94939CRD# 1946115Firm CRD# 142787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lauren Gantsweg · LARKSPUR, CA

Registration

CRD #1946115 · THIRSTY HORSES GROUP, INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THIRSTY HORSES GROUP, INC.

THIRSTY HORSES GROUP

Jun 2012 – Dec 2022

LAS VEGAS, NV

THIRSTY HORSES

Mar 2007 – Dec 2011

LARKSPUR, CA

AMERIPRISE FINANCIAL SERVICES, INC.

Dec 1997 – Mar 2007

LARKSPUR, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · December 15, 1997

Years registered · 28

Disclosure History

2002Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THIRSTY HORSES GROUP, INC.

CRD 142787 · SEC 801-67438

AUM

$41M

Regulatory assets under management

Employees

237 client accounts

Services offered by THIRSTY HORSES GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THIRSTY HORSES GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does David Lauren Gantsweg offer?

David Lauren Gantsweg specializes in Financial Planning, Investment Management, Wealth Management.

What are David Lauren Gantsweg's credentials?

David Lauren Gantsweg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lauren Gantsweg located?

David Lauren Gantsweg is based in LARKSPUR, California, last registered with THIRSTY HORSES GROUP, INC..

How does David Lauren Gantsweg charge for services?

David Lauren Gantsweg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THIRSTY HORSES GROUP, INC.?

THIRSTY HORSES GROUP, INC. has approximately 1 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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