Unclaimed Profile

Charles Joseph Ramos

PRIVATE CAPITAL MANAGEMENT, INC.·LARKSPUR, California

Series 7, Series 24, Series 6324 years registeredPRIVATE CAPITAL MANAGEMENT, INC.

100 LARKSPUR LANDING CIRCLE, LARKSPUR, CA 94939CRD# 1613649Firm CRD# 120634

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Joseph Ramos · LARKSPUR, CA

Registration

CRD #1613649 · PRIVATE CAPITAL MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

BEACON POINTE ADVISORS, LLC

Oct 2023 – present

GENEOS WEALTH MANAGEMENT, INC.

Jan 2011 – Dec 2011

LARKSPUR, CA

PRIVATE CAPITAL MANAGEMENT, INC.

Apr 2009 – Oct 2023

LARKSPUR, CA

PRIVATE CONSULTING GROUP, INC.

May 2002 – Dec 2008

LARKSPUR, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · May 21, 2002

Years registered · 24

Disclosure History

2010Customer Dispute·Settled

2007Customer Dispute·Dismissed

2007Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PRIVATE CAPITAL MANAGEMENT, INC.

CRD 120634 · SEC 801-61180

AUM

$200M

Regulatory assets under management

Employees

322 client accounts

Services offered by PRIVATE CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRIVATE CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Charles Joseph Ramos offer?

Charles Joseph Ramos specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LARKSPUR, California for a consultation.

What are Charles Joseph Ramos's credentials?

Charles Joseph Ramos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Joseph Ramos located?

Charles Joseph Ramos is based in LARKSPUR, California, working with PRIVATE CAPITAL MANAGEMENT, INC.. Their office serves clients in the LARKSPUR metropolitan area and surrounding communities.

How does Charles Joseph Ramos charge for services?

Charles Joseph Ramos's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE CAPITAL MANAGEMENT, INC.?

PRIVATE CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $200M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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