Unclaimed Profile

Brian Eric Thompson

ALAMBIC INVESTMENT MANAGEMENT, L.P.·LARKSPUR, California

Series 65Clean record19 years registeredALAMBIC INVESTMENT MANAGEMENT, L.P.

900 LARKSPUR LANDING CIRCLE, LARKSPUR, CA 94939CRD# 5299892Firm CRD# 143336

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Eric Thompson · LARKSPUR, CA

Registration

CRD #5299892 · ALAMBIC INVESTMENT MANAGEMENT, L.P. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALAMBIC INVESTMENT MANAGEMENT, L.P.

ALAMBIC INVESTMENT MANAGEMENT, L.P.

Jul 2007 – Mar 2021

SAN FRANCISO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 11, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALAMBIC INVESTMENT MANAGEMENT, L.P.

CRD 143336 · SEC 801-99344

AUM

$107M

Regulatory assets under management

Employees

5 client accounts

Services offered by ALAMBIC INVESTMENT MANAGEMENT, L.P.

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ALAMBIC INVESTMENT MANAGEMENT, L.P. →

Introduction

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Frequently Asked Questions

What services does Brian Eric Thompson offer?

Brian Eric Thompson specializes in Retirement Planning.

What are Brian Eric Thompson's credentials?

Brian Eric Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Eric Thompson located?

Brian Eric Thompson is based in LARKSPUR, California, last registered with ALAMBIC INVESTMENT MANAGEMENT, L.P..

How does Brian Eric Thompson charge for services?

Brian Eric Thompson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALAMBIC INVESTMENT MANAGEMENT, L.P.?

ALAMBIC INVESTMENT MANAGEMENT, L.P. has approximately 8 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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