Unclaimed Profile

Karlo Teran

UPRIVER CAPITAL MANAGEMENT, LLC·LA JOLLA, California

Clean recordUPRIVER CAPITAL MANAGEMENT, LLC

7650 GIRARD AVE STE 300, LA JOLLA, CA 92037CRD# 5701968Firm CRD# 309392

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karlo Teran · LA JOLLA, CA

Registration

CRD #5701968 · UPRIVER CAPITAL MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Karlo Teran is a registered financial advisor based in LA JOLLA, California, affiliated with UPRIVER CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

UPRIVER CAPITAL MANAGEMENT, LLC

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at UPRIVER CAPITAL MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 5701968

Firm CRD# 309392

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Frequently Asked Questions

What services does Karlo Teran offer?

Karlo Teran specializes in Financial Planning, Investment Management. Contact their office in LA JOLLA, California for a consultation.

What are Karlo Teran's credentials?

Karlo Teran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karlo Teran located?

Karlo Teran is based in LA JOLLA, California, working with UPRIVER CAPITAL MANAGEMENT, LLC. Their office serves clients in the LA JOLLA metropolitan area and surrounding communities.

How does Karlo Teran charge for services?

Karlo Teran's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UPRIVER CAPITAL MANAGEMENT, LLC?

UPRIVER CAPITAL MANAGEMENT, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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