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Claudio Francisco Robertson

UPRIVER CAPITAL MANAGEMENT, LLC·LA JOLLA, California
Clean recordUPRIVER CAPITAL MANAGEMENT, LLC
7650 GIRARD AVE STE 300, LA JOLLA, CA 92037CRD# 4883174Firm CRD# 309392

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Claudio Francisco Robertson · LA JOLLA, CA
Registration
CRD #4883174 · UPRIVER CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Claudio Francisco Robertson is a registered financial advisor based in LA JOLLA, California, affiliated with UPRIVER CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
UPRIVER CAPITAL MANAGEMENT, LLC
UPRIVER CAPITAL MANAGEMENT, LLC
AUM
—
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at UPRIVER CAPITAL MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4883174
Firm CRD# 309392
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Claudio Francisco Robertson offer?
Claudio Francisco Robertson specializes in Financial Planning, Investment Management. Contact their office in LA JOLLA, California for a consultation.
What are Claudio Francisco Robertson's credentials?
Claudio Francisco Robertson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Claudio Francisco Robertson located?
Claudio Francisco Robertson is based in LA JOLLA, California, working with UPRIVER CAPITAL MANAGEMENT, LLC. Their office serves clients in the LA JOLLA metropolitan area and surrounding communities.
How does Claudio Francisco Robertson charge for services?
Claudio Francisco Robertson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UPRIVER CAPITAL MANAGEMENT, LLC?
UPRIVER CAPITAL MANAGEMENT, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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Karlo Teran
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Research
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