Unclaimed Profile

Ulrich Emanuel Keller

FIRST FOUNDATION ADVISORS·IRVINE, California

Series 6535 years registeredFIRST FOUNDATION ADVISORS

18101 VON KARMAN AVE, IRVINE, CA 92612-1051CRD# 1127298Firm CRD# 106075

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ulrich Emanuel Keller · IRVINE, CA

Registration

CRD #1127298 · FIRST FOUNDATION ADVISORS · 35 years registered

Brand Profile

Not yet started

Career History

DUCERE WEALTH MANAGEMENT

Jul 2025 – present

FIRST FOUNDATION ADVISORS, LLC

Apr 2006 – Dec 2010

IRVINE, CA

FIRST FOUNDATION ADVISORS

Jan 1991 – May 2025

IRVINE, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 11, 1991

Years registered · 35

Disclosure History

1999Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST FOUNDATION ADVISORS

CRD 106075 · SEC 801-35973

AUM

$5.2B

Regulatory assets under management

Employees

4,065 client accounts

Services offered by FIRST FOUNDATION ADVISORS

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at FIRST FOUNDATION ADVISORS →

Introduction

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Frequently Asked Questions

What services does Ulrich Emanuel Keller offer?

Ulrich Emanuel Keller specializes in Financial Planning, Investment Management. Contact their office in IRVINE, California for a consultation.

What are Ulrich Emanuel Keller's credentials?

Ulrich Emanuel Keller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ulrich Emanuel Keller located?

Ulrich Emanuel Keller is based in IRVINE, California, working with FIRST FOUNDATION ADVISORS. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Ulrich Emanuel Keller charge for services?

Ulrich Emanuel Keller's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST FOUNDATION ADVISORS?

FIRST FOUNDATION ADVISORS has approximately 67 employees and manages $5.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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