Unclaimed Profile

Terry Frank Ritchie

CARDINAL POINT WEALTH MANAGEMENT, LLC·IRVINE, California

Series 7, Series 63Clean record19 years registeredCARDINAL POINT WEALTH MANAGEMENT, LLC

19200 VON KARMAN AVE, IRVINE, CA 92612CRD# 1391791Firm CRD# 151579

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Terry Frank Ritchie · IRVINE, CA

Registration

CRD #1391791 · CARDINAL POINT WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARDINAL POINT WEALTH MANAGEMENT, LLC

CARDINAL POINT WEALTH MANAGEMENT

Nov 2021 – Oct 2022

Phoenix, AZ

CARDINAL POINT WEALTH MANAGEMENT

May 2013 – Aug 2025

TORONTO, ON

CARDINAL POINT WEALTH MANAGEMENT, LLC

Apr 2013 – Nov 2021

CALGARY, AB

TRANSITION FINANCIAL ADVISORS GROUP, INC.

Aug 2006 – Apr 2013

ANTHEM, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · August 17, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARDINAL POINT WEALTH MANAGEMENT, LLC

CRD 151579 · SEC 801-110000

AUM

$648M

Regulatory assets under management

Employees

774 client accounts

Services offered by CARDINAL POINT WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARDINAL POINT WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Terry Frank Ritchie offer?

Terry Frank Ritchie specializes in Financial Planning, Investment Management, Wealth Management.

What are Terry Frank Ritchie's credentials?

Terry Frank Ritchie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Terry Frank Ritchie located?

Terry Frank Ritchie is based in IRVINE, California, last registered with CARDINAL POINT WEALTH MANAGEMENT, LLC.

How does Terry Frank Ritchie charge for services?

Terry Frank Ritchie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARDINAL POINT WEALTH MANAGEMENT, LLC?

CARDINAL POINT WEALTH MANAGEMENT, LLC has approximately 26 employees and manages $648M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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