Unclaimed Profile

Tammy Nguyen Lee

ALPHA CUBED INVESTMENTS, LLC·IRVINE, California

SIE, Series 7, Series 66CFPClean record18 years registeredALPHA CUBED INVESTMENTS, LLC

18301 VON KARMAN AVE., IRVINE, CA 92612CRD# 4984629Firm CRD# 159347

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tammy Nguyen Lee · IRVINE, CA

Registration

CRD #4984629 · ALPHA CUBED INVESTMENTS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

U.S. CAPITAL WEALTH ADVISORS, LLC

Dec 2022 – present

ALPHA CUBED INVESTMENTS, LLC

Dec 2019 – Dec 2022

IRVINE, CA

RETIREMENT WELLNESS GROUP

Jul 2019 – Dec 2019

NEWPORT BEACH, CA

BRIDGE ADVISORY LLC

Jan 2015 – Dec 2019

NEWPORT BEACH, CA

F500 ADVISORY SERVICES, INC.

Feb 2008 – Nov 2014

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 13, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA CUBED INVESTMENTS, LLC

CRD 159347 · SEC 801-77372

AUM

$2.5B

Regulatory assets under management

Employees

4,537 client accounts

Services offered by ALPHA CUBED INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHA CUBED INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Tammy Nguyen Lee offer?

Tammy Nguyen Lee specializes in Financial Planning, Investment Management. Contact their office in IRVINE, California for a consultation.

What are Tammy Nguyen Lee's credentials?

Tammy Nguyen Lee holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Tammy Nguyen Lee located?

Tammy Nguyen Lee is based in IRVINE, California, working with ALPHA CUBED INVESTMENTS, LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Tammy Nguyen Lee charge for services?

Tammy Nguyen Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA CUBED INVESTMENTS, LLC?

ALPHA CUBED INVESTMENTS, LLC has approximately 35 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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