Unclaimed Profile

Stephen Paul Washburn

NEWPORT COAST SECURITIES, INC.·IRVINE, California

SIE, Series 4, Series 7, Series 24, Series 55, Series 63, Series 6624 years registeredNEWPORT COAST SECURITIES, INC.

18872 MACARTHUR BLVD, IRVINE, CA 92612CRD# 1137061Firm CRD# 16944

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Paul Washburn · IRVINE, CA

Registration

CRD #1137061 · NEWPORT COAST SECURITIES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEWPORT COAST SECURITIES, INC.

AMERICAN ASSET ADVISORY, LLC

Oct 2013 – Mar 2018

COSTA MESA, CA

NEWPORT COAST ASSET MANAGEMENT

Jan 2011 – Apr 2013

IRVINE, CA

ARQUE CAPITAL, LTD.

Dec 2009 – May 2010

PHOENIX, AZ

EMPIRE SECURITIES CORPORATION

Dec 2009 – Mar 2010

EL SEGUNDO, CA

CROWELL, WEEDON & CO.

Jun 2008 – Sep 2009

LOS ANGELES, CA

EMPIRE SECURITIES CORPORATION

Aug 2007 – Nov 2007

IRVINE, CA

BROOKSTREET CAPITAL MANAGEMENT

Dec 2001 – Jun 2007

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 63

Series 66

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEWPORT COAST SECURITIES, INC.

CRD 16944 · SEC 801-67802

AUM

$79M

Regulatory assets under management

Employees

130

557 client accounts

Services offered by NEWPORT COAST SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEWPORT COAST SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Paul Washburn offer?

Stephen Paul Washburn specializes in Financial Planning, Investment Management, Wealth Management.

What are Stephen Paul Washburn's credentials?

Stephen Paul Washburn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Paul Washburn located?

Stephen Paul Washburn is based in IRVINE, California, last registered with NEWPORT COAST SECURITIES, INC..

How does Stephen Paul Washburn charge for services?

Stephen Paul Washburn's firm is compensated through percentage of aum, hourly charges, subscription fees, other: other fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWPORT COAST SECURITIES, INC.?

NEWPORT COAST SECURITIES, INC. has approximately 130 employees and manages $79M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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