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Nicholas Joseph Bautista

CLEARVIEW WEALTH MANAGEMENT, LLC·IRVINE, California
SIE, Series 7, Series 66CFPClean record13 years registeredCLEARVIEW WEALTH MANAGEMENT, LLC
4 VENTURE, IRVINE, CA 92618CRD# 5560293Firm CRD# 288978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Joseph Bautista · IRVINE, CA
Registration
CRD #5560293 · CLEARVIEW WEALTH MANAGEMENT, LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

CLEARVIEW WEALTH MANAGEMENT
Mar 2018 – present
COMMONWEALTH FINANCIAL NETWORK
Oct 2012 – May 2019
IRVINE, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · October 10, 2012
Years registered · 13
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CLEARVIEW WEALTH MANAGEMENT, LLC
CRD 288978 · SEC 801-121594
AUM
$145M
Regulatory assets under management
Employees
4
587 client accounts
Services offered by CLEARVIEW WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CLEARVIEW WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Nicholas Joseph Bautista offer?
Nicholas Joseph Bautista specializes in Financial Planning, Investment Management. Contact their office in IRVINE, California for a consultation.
What are Nicholas Joseph Bautista's credentials?
Nicholas Joseph Bautista holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Nicholas Joseph Bautista located?
Nicholas Joseph Bautista is based in IRVINE, California, working with CLEARVIEW WEALTH MANAGEMENT, LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.
How does Nicholas Joseph Bautista charge for services?
Nicholas Joseph Bautista's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CLEARVIEW WEALTH MANAGEMENT, LLC?
CLEARVIEW WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CLEARVIEW WEALTH MANAGEMENT, LLC

Mark David Phillips
IRVINE, CA
CFP
Eric Daniel Figarsky
IRVINE, CA
CFP

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