Unclaimed Profile

Kristine Mie Nishiyama

CAPITAL BANK AND TRUST COMPANY·IRVINE, California

CAPITAL BANK AND TRUST COMPANY

6455 IRVINE CENTER DRIVE, IRVINE, CA 92618-4518CRD# 2506668Firm CRD# 170017

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kristine Mie Nishiyama · IRVINE, CA

Registration

CRD #2506668 · CAPITAL BANK AND TRUST COMPANY

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Kristine Mie Nishiyama is a registered financial advisor based in IRVINE, California, affiliated with CAPITAL BANK AND TRUST COMPANY. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Pension & Retirement Plans

Introduction

Speak with Kristine

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kristine is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

CAPITAL BANK AND TRUST COMPANY

AUM

$75.9B

Regulatory assets under management

Employees

151

Total firm employees

View all advisors at CAPITAL BANK AND TRUST COMPANY →

Services

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 2506668

Firm CRD# 170017

View on FINRA BrokerCheck →

Looking for a financial advisor in IRVINE?

Browse all registered financial advisors in IRVINE, California or claim this profile if it's yours.

Browse IRVINE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kristine Mie Nishiyama offer?

Kristine Mie Nishiyama specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in IRVINE, California for a consultation.

What are Kristine Mie Nishiyama's credentials?

Kristine Mie Nishiyama is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kristine Mie Nishiyama located?

Kristine Mie Nishiyama is based in IRVINE, California, working with CAPITAL BANK AND TRUST COMPANY. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Kristine Mie Nishiyama charge for services?

Kristine Mie Nishiyama's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL BANK AND TRUST COMPANY?

CAPITAL BANK AND TRUST COMPANY has approximately 151 employees and manages $75.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →